SEC Form 4 · accession 0001214659-19-000115

IMAX CORP · IMAX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Dec 31, 2018

Accepted (ET)

Jan 3, 2019 · 5:15 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000921582

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
common shares^F1	Dec 31, 2018	M	21,761	$0.00	A	256,915	D
common shares^F2,F3	Dec 31, 2018	F	11,636	$18.18	D	245,279	D
common shares (opening balance)	holding	—	—		—	235,154	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
restricted share units^F4,F1,F5,F3	—	Dec 31, 2018	M	21,761	D	Dec 31, 2018	Jan 31, 2020	common shares	21,761	65,283	D
stock options (to buy)^F6,F7	$18.75	Jan 2, 2019	A	522,979	A	—	Jan 2, 2029	common shares opening balance	522,979	522,979	D

F1Represents the conversion upon vesting of restricted share units into common shares.
F2Mr. Gelfond is reporting the withholding of common shares by IMAX Corporation to satisfy his tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit
F3This represents the number of restricted share units or stock options for this transaction only. Mr. Gelfond's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 3,396,343; 65,283 and 245,279 respectively.
F4Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
F5Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
F6The stock options were granted pursuant to Mr. Gelfond's November 2016 employment renewal with IMAX Corporation.
F7The stock options become exercisable in three installments: 174,326 on each of May 1, 2019; September 1, 2019 and 174,327 on December 31, 2019.