SEC Form 4 · accession 0001214659-18-005926

IMAX CORP · IMAX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Sep 1, 2018

Accepted (ET)

Sep 5, 2018 · 5:15 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000921582

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
common shares^F1,F2	Sep 1, 2018	M	21,761	$0.00	A	229,264	D
common shares^F3,F4	Sep 4, 2018	S	11,652	$23.4583	D	217,612	D
common shares (opening balance)	holding	—	—		—	207,503	D
common shares	holding	—	—		—	7,550	I	by "Pamela Gelfond Trust"
common shares	holding	—	—		—	7,550	I	by "Claudia Gelfond Trust"

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
restricted share units^F5,F1,F2,F4	$0.00	Sep 1, 2018	M	21,761	D	Sep 1, 2018	Jan 31, 2020	common shares	21,761	87,044	D

F1Represents the conversion upon vesting of restricted share units into common shares.
F2Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
F3Mr. Gelfond is reporting the sale of common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transaction.
F4This represents the number for transactions reported on this Form 4 only. Mr. Gelfond's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 2,873,364; 151,786 and 217,612 respectively.
F5Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.