SEC Form 4 · accession 0001214659-18-005076
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
JL Pomeroy
Officer — Chief Marketing Officer
Period of report
Jul 27, 2018
Accepted (ET)
Jul 31, 2018 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common shares | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options (to buy)F2,F1 | $21.75 | Jul 27, 2018 | A | 26,215 | A | — | Jul 27, 2025 | common shares | 26,215 | 26,215 | D |
| restricted share unitsF3,F4,F2,F5 | — | Jul 27, 2018 | A | 23,793 | A | — | Aug 26, 2022 | common shares | 23,793 | 23,793 | D |
Explanation of responses
- F1The stock options become exercisable in 4 installments: 5,243 on July 27, 2019; 6,553 on each of July 27, 2020 and July 27, 2021; and 7,866 on July 27, 2022.
- F2Ms Pomeroy's aggregate outstanding option, restricted share unit and common share balances following these transactions will be 38,438; 34,944 and 0 respectively.
- F3Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
- F4Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
- F5The restricted share units vest and will be converted to common shares in 4 installments: 4,758 on July 27, 2019; 5,948 on each of July 27, 2020 and July 27, 2021; and 7,139 on July 27, 2022.