SEC Form 4 · accession 0001214659-18-005069
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Welton
Officer — President, IMAX Theatres
Period of report
Jul 27, 2018
Accepted (ET)
Jul 31, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common shares | Jul 27, 2018 | C | 10,000 | $15.90 | A | 23,366 | D | |
| common shares | Jul 27, 2018 | S | 10,000 | $21.76 | D | 13,366 | D | |
| common shares (opening balance) | holding | — | — | — | 13,366 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options (to buy)F2,F1 | $15.90 | Jul 27, 2018 | C | 10,000 | A | — | Oct 8, 2018 | common shares | 10,000 | 0 | D |
Explanation of responses
- F1The stock options became fully exercisable on October 8, 2016.
- F2This represents the number of stock options for this transaction only. Mr. Welton's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 170,854; 59,551 and 13,366 respectively.