SEC Form 4 · accession 0001214659-18-004367
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dana R Settle
Director
Period of report
Jun 6, 2018
Accepted (ET)
Jun 8, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF4 | Jun 6, 2018 | M | 5,787 | $0.00 | A | 17,653 | D | |
| common shares (opening balance) | holding | — | — | — | 11,866 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted share unitsF1,F3,F2 | — | Jun 6, 2018 | A | 5,787 | A | Jun 6, 2018 | Jul 6, 2018 | common shares | 5,787 | 5,787 | D |
| restricted share unitsF1,F4,F2,F5 | — | Jun 6, 2018 | M | 5,787 | D | Jun 6, 2018 | Jul 6, 2018 | common shares | 5,787 | 0 | D |
Explanation of responses
- F1Each restricted share unit represented a contigent right to receive one common share of IMAX Corporation.
- F2Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
- F3Ms. Settle received a grant of restricted share units in connection with his membership on the IMAX Corporation Board of Directors.
- F4Represents the conversion of vested restricted share units into common shares.
- F5This represents Ms. Settle's restricted stock unit balance for this grant after this transaction. Ms. Settle's total long share balance after this transaction will be 17,653.