SEC Form 4 · accession 0001214659-17-007276

IMAX CORP · IMAX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Dec 9, 2017

Accepted (ET)

Dec 12, 2017 · 5:00 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000921582

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
common shares^F1	Dec 9, 2017	M	64,742	$0.00	A	205,051	D
common shares^F2	Dec 11, 2017	S	36,348	$23.9685	D	168,703	D
common shares (opening balance)	holding	—	—		—	140,309	D
common shares	holding	—	—		—	7,550	I	by "Pamela Gelfond Trust"
common shares	holding	—	—		—	7,550	I	by "Claudia Gelfond Trust"

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
restricted share units^F3,F1,F4,F5	$0.00	Dec 9, 2017	M	64,742	D	Dec 9, 2017	Jan 9, 2019	common shares	64,742	64,742	D

F1Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
F2Mr. Gelfond is reporting the sale of 36,348 common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transaction.
F3Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
F4Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
F5This represents the number of restricted share units for this transaction only. Mr. Gelfond's aggregate remaining outstanding option, restricted share unit and common share balances following this transaction will be 2,420,689; 260,588 and 168,703 respectively.