SEC Form 4 · accession 0001214659-17-005514
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Foster
Officer — CEO IMAX Entertain & ESVP IMAX
Period of report
Sep 1, 2017
Accepted (ET)
Sep 6, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common shares | Sep 1, 2017 | M | 17,095 | $0.00 | A | 84,113 | D | |
| common sharesF1 | Sep 5, 2017 | S | 9,417 | $19.55 | D | 74,696 | D | |
| common shares (opening balance) | holding | — | — | — | 67,018 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted share unitsF2 | $0.00 | Sep 1, 2017 | M | 17,095 | D | Sep 1, 2017 | Sep 1, 2023 | common shares | 17,095 | 34,191 | D |
Explanation of responses
- F1Mr. Foster is reporting the sale of 9,417 common shares to satisfy his tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share units.
- F2This represents the number of restricted share unites for this transaction only. Mr. Foster's aggregate outstanding option, restricted share unit and common share balances following this transaction will be 703,636; 91,810 and 74,696 respectively.