SEC Form 4 · accession 0001214659-17-004930
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick McClymont
Officer — CFO & EVP, Finance
Period of report
Aug 8, 2017
Accepted (ET)
Aug 10, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common shares | Aug 8, 2017 | M | 3,905 | $0.00 | A | 3,905 | D | |
| common sharesF1 | Aug 9, 2017 | S | 1,760 | $20.50 | D | 2,145 | D | |
| common shares (opening balance) | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted share unitsF2 | $0.00 | Aug 8, 2017 | M | 3,905 | D | Aug 8, 2017 | Sep 8, 2017 | common shares | 3,905 | 3,905 | D |
Explanation of responses
- F1Mr. McClymont is reporting the sale of common shares to satisfy his tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share units.
- F2This represents the number of restricted share units for this transaction only. Mr. McClymont's aggregate remaining outstanding option, restricted share unit and common share balances following this transaction will be 53,559; 39,012 and 2,145 respectively.