SEC Form 4 · accession 0001214659-17-004043
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Leebron
Director
Period of report
Jun 14, 2017
Accepted (ET)
Jun 16, 2017 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF4 | Jun 14, 2017 | M | 4,980 | $0.00 | A | 73,859 | D | |
| common shares (opening balance) | holding | — | — | — | 1,300 | I | by spouse | |
| common shares | holding | — | — | — | 68,879 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted share unitsF1,F3,F2 | — | Jun 14, 2017 | A | 4,980 | A | Jun 14, 2017 | Jul 14, 2017 | common shares | 4,980 | 4,980 | D |
| restricted share unitsF1,F4,F2,F5 | — | Jun 14, 2017 | M | 4,980 | D | Jun 14, 2017 | Jul 14, 2017 | common shares | 4,980 | 0 | D |
Explanation of responses
- F1Each restricted share unit represented a contigent right to receive one common share of IMAX Corporation.
- F2Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
- F3Mr. Leebron received a grant of restricted share units in connection with his membership on the IMAX Corporation Board of Directors.
- F4Represents the conversion of vested restricted share units into common shares.
- F5This represents Mr. Leebron's restricted stock unit balance for this grant after this transaction. Mr. Leebron's total outstanding long share balances after this transaction will be 73,859.