SEC Form 4 · accession 0001214659-17-003489
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Leebron
Director
Period of report
May 16, 2017
Accepted (ET)
May 19, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF1 | May 16, 2017 | C | 11,618 | $15.80 | A | 80,497 | D | |
| common shares | May 16, 2017 | S | 11,618 | $27.536 | D | 68,879 | D | |
| common shares | holding | — | — | — | 1,300 | I | by spouse | |
| common shares | holding | — | — | — | 68,879 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options (to buy)F1,F3,F2 | $15.80 | May 16, 2017 | C | 11,618 | D | — | Jun 10, 2017 | common shares | 11,618 | 0 | D |
Explanation of responses
- F111,618 stock options scheduled to expire on June 10, 2017 were exercised and converted to common shares.
- F2The stock options became exercisable in 5 installments: 8,000 on June 10, 2010; 904 on each of September 10, 2010 and December 10, 2010; and 905 on each of March 10, 2011 and June 10, 2011.
- F3This represents the remaining balance of the options granted on the issue date, June 10, 2010, following this transaction. Mr. Leebron's aggregate remaining outstanding option and common share balances following this transaction will be 25,351 and 68,879 respectively.