SEC Form 4 · accession 0001214659-17-001939
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Foster
Officer — CEO IMAX Entertain & EVP IMAX · Director
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF1 | Mar 10, 2017 | C | 69,758 | $18.98 | A | 167,018 | D | |
| common sharesF1 | Mar 10, 2017 | S | 69,758 | $33.1786 | D | 67,018 | D | |
| common sharesF1 | Mar 13, 2017 | C | 30,242 | $18.98 | A | 167,018 | D | |
| common sharesF1 | Mar 13, 2017 | S | 30,242 | $33.243 | D | 67,018 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options (to buy)F1,F2 | $18.98 | Mar 10, 2017 | C | 69,758 | D | Jul 1, 2013 | Apr 30, 2017 | common shares | 69,758 | 30,242 | D |
| stock options (to buy)F1,F2 | $18.98 | Mar 13, 2017 | C | 30,242 | D | Jul 1, 2013 | Apr 30, 2017 | common shares | 30,242 | 0 | D |
Explanation of responses
- F1Stock options were exercised and common shares sold pursuant to Rule 10b5-1 Sales Plan adopted on December 9, 2016. Mr. Foster's 10b5-1 Sales Plan is scheduled to terminate on April 28, 2017.
- F2This represents the number of Options for this transaction only. Mr. Foster's aggregate remaining outstanding option, restricted share unit and common share balances following this transaction will be 532,626; 73,110 and 67,018 respectively.