SEC Form 4 · accession 0001214659-17-001655
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil S Braun
Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF1 | Mar 1, 2017 | C | 4,000 | $15.80 | A | 25,708 | D | |
| common shares | Mar 1, 2017 | S | 4,000 | $32.7006 | D | 21,708 | D | |
| common shares | holding | — | — | — | 21,708 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options (to buy)F1,F2 | $15.80 | Mar 1, 2017 | C | 4,000 | D | Jun 10, 2010 | Jun 10, 2017 | common shares | 4,000 | 20,000 | D |
Explanation of responses
- F14,000 stock options scheduled to expire on June 10, 2017 were exercised and converted to common shares.
- F2This represents the remaining balance of the options granted on the issue date, June 10, 2010, following this transaction. Mr. Braun's aggregate remaining outstanding option and common share balances following this transaction will be 20,000 and 21,708 respectively.