SEC Form 4 · accession 0001214659-17-001321
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Lister
Officer — Chief Legal & Chief Bus Dev
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF1 | Feb 21, 2017 | M | 6,434 | $0.00 | A | 29,483 | D | |
| common sharesF2 | Feb 21, 2017 | F | 2,439 | $30.90 | D | 27,044 | D | |
| common shares | holding | — | — | — | 23,049 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted share unitsF1,F3 | $0.00 | Feb 21, 2017 | M | 6,434 | D | Feb 21, 2017 | Mar 23, 2018 | common shares | 6,434 | 6,434 | D |
Explanation of responses
- F1Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represented a contingent right to receive one common share of IMAX Corporation.
- F2Mr. Lister is reporting the withholding by IMAX Corporation of 2,439 common shares to satisfy his tax withholding obligations in connection with the delivery of the converted common shares.
- F3This represents the remaining balance of the RSUs granted on the issue date, February 21, 2014, following this transaction. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following this transactions will be 223,737; 67,472 and 27,044 respectively.