SEC Form 4 · accession 0001214659-17-001138
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Foster
Officer — CEO IMAX Entertain & EVP IMAX · Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF1 | Feb 10, 2017 | C | 75,000 | $18.98 | A | 131,100 | D | |
| common sharesF1 | Feb 10, 2017 | S | 75,000 | $32.98 | D | 56,100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options (to buy)F1,F2 | $18.98 | Feb 10, 2017 | C | 75,000 | D | Jul 1, 2013 | Apr 30, 2017 | common shares | 75,000 | 100,000 | D |
Explanation of responses
- F1Stock options were exercised and common shares sold pursuant to Rule 10b5-1 Sales Plan adopted on December 9, 2016. Mr. Foster's 10b5-1 Sales Plan is scheduled to terminate on April 28, 2017.
- F2This represents the number of Options for this transaction only. Mr. Foster's aggregate remaining outstanding option, restricted share unit and common share balances following this transaction will be 632,626; 90,613 and 56,100 respectively.