SEC Form 4 · accession 0001214659-16-013099
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick McClymont
Officer — CFO & EVP, Finance
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common shares (opening balance) | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted share unitsF1,F2,F3 | — | Aug 8, 2016 | A | 11,715 | A | — | Sep 8, 2019 | common shares | 11,715 | 11,715 | D |
| stock options (to buy)F4 | $32.01 | Aug 8, 2016 | A | 15,723 | A | — | Aug 8, 2023 | common shares | 15,723 | 15,723 | D |
Explanation of responses
- F1Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
- F2Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
- F3The restricted share units vest and will be converted to common shares in three installments of 3,905 on each of August 8, 2017; August 8, 2018 and August 8, 2019.
- F4The stock options become exercisable in three installments of 5,241 on each of August 8, 2017; August 8, 2018 and August 8, 2019.