SEC Form 4 · accession 0001214659-16-012723
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eileen Campbell
Officer — Chief Marketing Officer
Period of report
Jul 15, 2016
Accepted (ET)
Jul 19, 2016 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF1 | Jul 15, 2016 | M | 4,875 | $0.00 | A | 13,947 | D | |
| common sharesF2 | Jul 15, 2016 | F | 1,803 | $30.54 | D | 12,144 | D | |
| common shares (opening balance) | holding | — | — | — | 9,072 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted share unitsF1,F3 | $0.00 | Jul 15, 2016 | M | 4,875 | D | Jul 15, 2016 | Dec 1, 2016 | common shares | 4,875 | 5,850 | D |
Explanation of responses
- F1Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
- F2Ms. Campbell is reporting the withholding of 1,803 common shares by IMAX Corporation to satisfy his tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share units.
- F3This represents the number of restricted share units for this transaction only. Ms. Campbell's aggregate remaining outstanding option, restricted share unit and common share balances following this transaction will be 66,362; 36,479 and 12,144 respectively.