SEC Form 4 · accession 0001214659-16-008686

IMAX CORP · IMAX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Legal & Chief Bus Dev

Period of report

Jan 4, 2016

Accepted (ET)

Jan 6, 2016 · 4:15 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000921582

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
common shares^F1	Jan 4, 2016	C	5,750	$13.38	A	18,801	D
common shares^F1	Jan 4, 2016	C	6,000	$20.25	A	24,801	D
common shares^F1	Jan 4, 2016	S	11,750	$34.0504	D	13,051	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
options (to buy)^F1,F2	$13.38	Jan 4, 2016	C	5,750	D	Dec 31, 2014	Dec 31, 2016	common shares	5,750	17,250	D
options (to buy)^F1,F3	$20.25	Jan 4, 2016	C	6,000	D	Jan 9, 2014	Jan 9, 2019	common shares	6,000	46,000	D

F1Stock options were exercised and sold as common shares pursuant to Rule 10b5-1 Sales Plan adopted on March 16, 2015. Mr. Lister's 10b5-1 Sales Plan is scheduled to terminate on April 29, 2016.
F2This represents the remaining balance of the options granted on the issue date, December 31, 2009, following this transaction. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 206,467; 63,577 and 13,051 respectively.
F3This represents the remaining balance of the options granted on the issue date, January 9, 2012, following this transaction. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 206,467; 63,577 and 13,051 respectively.