SEC Form 4 · accession 0001214659-15-007745
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Mary Ruby
Officer — Chief Administrative Officer
Period of report
Nov 11, 2015
Accepted (ET)
Nov 13, 2015 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common shares | Nov 11, 2015 | C | 16,000 | $15.88 | A | 24,095 | D | |
| common shares | Nov 11, 2015 | S | 16,000 | $39.5169 | D | 8,095 | D | |
| common shares | Nov 12, 2015 | C | 1,023 | $15.88 | A | 9,118 | D | |
| common shares | Nov 12, 2015 | S | 1,023 | $39.50 | D | 8,095 | D | |
| common shares (opening balance) | holding | — | — | — | 8,095 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options (to buy)F2,F1 | $15.88 | Nov 11, 2015 | C | 16,000 | D | — | Mar 12, 2017 | common shares | 16,000 | 19,000 | D |
| stock options (to buy)F2 | $15.88 | Nov 12, 2015 | C | 1,023 | D | Mar 12, 2014 | Mar 12, 2017 | common shares | 1,023 | 17,977 | D |
Explanation of responses
- F1The stock options become exercisable in four installments: 3,500 on March 12, 2011; 5,250 on March 12, 2012; 7,000 on March 12, 2013; and 250 on March 12, 2014.
- F2This represents the remaining balance of the options granted on the issue date, March 12, 2010, following this transaction. Ms. Ruby's aggregate remaining outstanding option and RSU balances following all listed transactions will be 68,219 and 6,952 respectively.