SEC Form 4 · accession 0001214659-15-007701

IMAX CORP · IMAX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Nov 9, 2015

Accepted (ET)

Nov 12, 2015 · 4:15 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000921582

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
common shares^F1	Nov 9, 2015	C	33,333	$18.38	A	156,926	D
common shares^F1	Nov 9, 2015	S	33,333	$39.2385	D	123,593	D
common shares^F1	Nov 10, 2015	C	33,333	$18.38	A	156,926	D
common shares^F1	Nov 10, 2015	S	33,333	$39.2726	D	123,593	D
common shares^F1	Nov 11, 2015	C	33,334	$18.38	A	156,927	D
common shares^F1	Nov 11, 2015	S	33,334	$39.4161	D	123,593	D
common shares^F1	Nov 9, 2015	S	25,000	$39.2398	D	98,593	D
common shares^F1	Nov 9, 2015	S	2,500	$39.2502	D	7,550	I	by "Pamela Gelfond Trust"
common shares^F1	Nov 9, 2015	S	2,500	$39.2494	D	7,550	I	by "Claudia Gelfond Trust"
common shares (opening balance)	holding	—	—		—	10,050	I	by "Pamela Gelfond Trust"
common shares (opening balance)	holding	—	—		—	10,050	I	by "Claudia Gelfond Trust"

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
stock options (to buy)^F1,F2	$18.38	Nov 9, 2015	C	33,333	D	Dec 31, 2013	Dec 31, 2021	common shares	33,333	66,667	D
stock options (to buy)^F1,F2	$18.38	Nov 10, 2015	C	33,333	D	Dec 31, 2013	Dec 31, 2021	common shares	33,333	33,334	D
stock options (to buy)^F1,F2	$18.38	Nov 11, 2015	C	33,334	D	Dec 31, 2013	Dec 31, 2021	common shares	33,334	0	D

F1Stock options were exercised and common shares sold pursuant to Rule 10b5-1 Sales Plan adopted on August 14, 2015. Mr. Gelfond's 10b5-1 Sales Plan is scheduled to terminate on September 16, 2016.
F2This represents the remaining balance of the options granted on the issue date, December 31, 2011, following this transaction. Mr. Gelfond's aggregate remaining outstanding option, RSU and long share balances following all transactions will be 1,677,648; 59,978 and 113,693 respectively.