SEC Form 4 · accession 0001214659-15-007628
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Bonnick
Officer — Chief Technology Officer
Period of report
Nov 5, 2015
Accepted (ET)
Nov 9, 2015 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common shares | Nov 5, 2015 | C | 47,500 | $15.88 | A | 52,964 | D | |
| common shares | Nov 5, 2015 | C | 29,400 | $31.73 | A | 82,364 | D | |
| common shares | Nov 5, 2015 | S | 76,900 | $38.6849 | D | 5,464 | D | |
| common shares (opening balance) | holding | — | — | — | 5,464 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options (to buy)F3,F1 | $15.88 | Nov 5, 2015 | C | 47,500 | D | — | Mar 12, 2017 | common shares | 47,500 | 0 | D |
| stock options (to buy)F4,F2 | $31.73 | Nov 5, 2015 | C | 29,400 | D | — | Mar 25, 2018 | common shares | 29,400 | 12,600 | D |
Explanation of responses
- F1The stock options become exercisable in four installments: 8,250 on March 12, 2012; 11,000 on March 12, 2013; 13,750 on March 12, 2014 and 16,500 on March 12, 2015.
- F2The stock options become exercisable in four installments: 4,200 on March 25, 2012; 6,300 on March 25, 2013; 8,400 on March 25, 2014 and 10,500 on March 25, 2015.
- F3This represents the remaining balance of the options granted on the issue date, March 12, 2010, following this transaction. Mr. Bonnick's aggregate remaining outstanding option and RSU balances following today's transactions will be 99,002 and 32,799 respectively.
- F4This represents the remaining balance of the options granted on the issue date, March 25, 2011, following this transaction. Mr. Bonnick's aggregate remaining outstanding option and RSU balances following today's transactions will be 99,002 and 32,799 respectively.