SEC Form 4 · accession 0001214659-15-007481
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Lister
Officer — Chief Legal & Chief Bus Dev
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF1 | Nov 2, 2015 | C | 5,750 | $13.38 | A | 18,801 | D | |
| common sharesF1 | Nov 2, 2015 | C | 6,000 | $20.25 | A | 24,801 | D | |
| common sharesF1 | Nov 2, 2015 | S | 11,750 | $38.4483 | D | 13,051 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| options (to buy)F1,F2 | $13.38 | Nov 2, 2015 | C | 5,750 | D | Dec 31, 2014 | Dec 31, 2016 | common shares | 5,750 | 28,750 | D |
| options (to buy)F1,F3 | $20.25 | Nov 2, 2015 | C | 6,000 | D | Jan 9, 2014 | Jan 9, 2019 | common shares | 6,000 | 58,000 | D |
Explanation of responses
- F1Stock options were exercised and sold as common shares pursuant to Rule 10b5-1 Sales Plan adopted on March 16, 2015. Mr. Lister's 10b5-1 Sales Plan is scheduled to terminate on April 29, 2016.
- F2This represents the remaining balance of the options granted on the issue date, December 31, 2009, following this transaction. Mr. Lister's aggregate remaining outstanding option and RSU balance following today's transactions will be 229,967 and 44,154 respectively.
- F3This represents the remaining balance of the options granted on the issue date, January 9, 2012, following this transaction. Mr. Lister's aggregate remaining outstanding option and RSU balance following today's transactions will be 229,967 and 44,154 respectively.