SEC Form 4 · accession 0001214659-15-007479
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Vance
Officer — Sr VP, Finance & Controller
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common shares | Nov 2, 2015 | C | 15,750 | $25.82 | A | 16,888 | D | |
| common shares | Nov 2, 2015 | C | 6,000 | $15.88 | A | 22,888 | D | |
| common shares | Nov 2, 2015 | S | 21,750 | $38.5005 | D | 1,138 | D | |
| common shares (opening balance) | holding | — | — | — | 1,138 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options (to buy)F2,F1 | $25.82 | Nov 2, 2015 | C | 15,750 | D | — | Mar 8, 2019 | common shares | 15,750 | 19,250 | D |
| stock options (to buy)F3 | $15.88 | Nov 2, 2015 | C | 6,000 | D | Mar 12, 2015 | Mar 12, 2017 | common shares | 6,000 | 0 | D |
Explanation of responses
- F1The stock options become exercisable in three installments: 3,500 on March 8, 2013; 5,250 on March 8, 2014 and 7,000 on March 8, 2015.
- F2This represents the remaining balance of the options granted on the issue date, March 8, 2012, following this transaction. Mr. Vance's aggregate remaining outstanding option and RSU balances following today's transactions will be 45,992 and 6,952 respectively.
- F3This represents the remaining balance of the options granted on the issue date, March 12, 2010, following this transaction. Mr. Vance's aggregate remaining outstanding option and RSU balances following today's transactions will be 45,992 and 6,952 respectively.