SEC Form 4 · accession 0001214659-15-007478
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Welton
Officer — President, IMAX Theatres
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common shares | Nov 2, 2015 | C | 25,000 | $15.88 | A | 31,076 | D | |
| common shares | Nov 2, 2015 | S | 25,000 | $38.5528 | D | 6,076 | D | |
| common shares (opening balance) | holding | — | — | — | 6,076 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| options (to buy)F2,F1 | $15.88 | Nov 2, 2015 | C | 25,000 | D | — | Mar 12, 2017 | common shares | 25,000 | 15,000 | D |
Explanation of responses
- F1The stock options became exercisable in three installments: 7,000 on March 12, 2013; 15,000 on March 12, 2014 and 3,000 on March 12, 2015
- F2This represents the remaining balance of the options granted on the issue date, March 12, 2010, following this transaction. Mr. Welton's aggregate remaining option and RSU balances following today's transaction will be 158,523 and 23,898.