SEC Form 4 · accession 0001214659-15-005849

IMAX CORP · IMAX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Legal & Chief Bus Dev

Period of report

Aug 3, 2015

Accepted (ET)

Aug 5, 2015 · 4:30 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000921582

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
common shares^F1	Aug 3, 2015	C	5,750	$13.38	A	18,801	D
common shares^F1	Aug 3, 2015	C	6,000	$20.25	A	24,801	D
common shares^F1	Aug 3, 2015	S	11,750	$37.3826	D	13,051	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
options (to buy)^F1,F3	$13.38	Aug 3, 2015	C	5,750	D	Dec 31, 2014	Dec 31, 2016	common shares	5,750	46,000	D
options (to buy)^F1,F4,F2	$20.25	Aug 3, 2015	C	6,000	D	—	Jan 9, 2019	common shares	6,000	76,000	D

F1Stock options were exercised and sold as common shares pursuant to Rule 10b5-1 Sales Plan adopted on March 16, 2015. Mr. Lister's 10b5-1 Sales Plan is scheduled to terminate on April 29, 2016.
F2The stock options became exercisable in 2 installments: 2,000 on 1/9/2013 and 4,000 on 1/9/2014.
F3This represents the remaining balance of the options granted on the issue date, December 31, 2009, following this transaction. Mr. Lister's aggregate remaining outstanding option and RSU balance following today's transactions will be 265,217 and 44,154 respectively.
F4This represents the remaining balance of the options granted on the issue date, January 9, 2012, following this transaction. Mr. Lister's aggregate remaining outstanding option and RSU balance following today's transactions will be 265,217 and 44,154 respectively.