SEC Form 4 · accession 0001214659-15-005284
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Lister
Officer — Chief Legal & Chief Bus Dev
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF1 | Jul 1, 2015 | C | 5,750 | $13.38 | A | 18,801 | D | |
| common sharesF1 | Jul 1, 2015 | C | 6,000 | $20.25 | A | 24,801 | D | |
| common sharesF1 | Jul 1, 2015 | S | 11,750 | $39.9831 | D | 13,051 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| options (to buy)F1,F2 | $13.38 | Jul 1, 2015 | C | 5,750 | D | — | Dec 31, 2016 | common shares | 5,750 | 51,750 | D |
| options (to buy)F1 | $20.25 | Jul 1, 2015 | C | 6,000 | D | Jan 9, 2013 | Jan 9, 2019 | common shares | 6,000 | 82,000 | D |
Explanation of responses
- F1Stock options were exercised and sold as common shares pursuant to Rule 10b5-1 Sales Plan adopted on March 16, 2015. Mr. Lister's 10b5-1 Sales Plan is scheduled to terminate on April 29, 2016.
- F2The stock options became exercisable in 2 installments: 2,250 on 12/31/2013 and 3,500 on 12/31/2014.