SEC Form 4 · accession 0001214659-15-003662
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Keighley
Officer — Chief Quality Officer
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 8:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF1 | May 1, 2015 | C | 10,500 | $2.87 | A | 15,047 | D | |
| common shares | May 1, 2015 | C | 28,000 | $31.73 | A | 43,047 | D | |
| common shares | May 1, 2015 | C | 20,250 | $25.82 | A | 63,297 | D | |
| common shares | May 1, 2015 | C | 530 | $25.44 | A | 63,827 | D | |
| common shares | May 1, 2015 | S | 59,280 | $37.71 | D | 4,547 | D | |
| common shares (opening balance) | holding | — | — | — | 1,470 | I | by spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options (to buy)F1 | $2.87 | May 1, 2015 | C | 10,500 | D | Dec 16, 2013 | Dec 16, 2015 | common shares | 10,500 | 0 | D |
| stock options (to buy)F2 | $31.73 | May 1, 2015 | C | 28,000 | D | — | Mar 25, 2018 | common shares | 28,000 | 0 | D |
| stock options (to buy)F3 | $25.82 | May 1, 2015 | C | 20,250 | D | — | Mar 8, 2019 | common shares | 20,250 | 0 | D |
| stock options (to buy) | $25.44 | May 1, 2015 | C | 530 | D | Mar 7, 2014 | Mar 7, 2020 | common shares | 530 | 11,970 | D |
Explanation of responses
- F110,500 stock options scheduled to expire on December 16, 2015 were exercised and converted to common shares.
- F2These stock options became exercisable in four installments: 4,000 on March 25,2012; 6,000 on March 25,2013; 8,000 on March 25,2014; and 10,000 on March 25,2015.
- F3These stock options became exercisable in three installments: 4,500 on March 8,2013; 6,750 on March 8,2014; and 9,000 on March 8,2015.