SEC Form 4 · accession 0001214659-15-003654
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Lister
Officer — Chief Legal & Chief Bus Dev
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF1 | May 1, 2015 | C | 5,750 | $13.38 | A | 18,801 | D | |
| common sharesF1 | May 1, 2015 | C | 6,000 | $20.25 | A | 24,801 | D | |
| common sharesF1 | May 1, 2015 | S | 11,750 | $37.66 | D | 13,051 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| options (to buy)F1 | $13.38 | May 1, 2015 | C | 5,750 | D | Dec 31, 2013 | Dec 31, 2016 | common shares | 5,750 | 63,250 | D |
| options (to buy)F1 | $20.25 | May 1, 2015 | C | 6,000 | D | Jan 9, 2013 | Jan 9, 2019 | common shares | 6,000 | 94,000 | D |
Explanation of responses
- F1Stock options were exercised and sold as common shares pursuant to Rule 10b5-1 Sales Plan adopted on March 16, 2015. Mr. Lister's 10b5-1 Sales Plan is scheduled to terminate on April 29, 2016.