SEC Form 4 · accession 0001214659-15-003653
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Gelfond
Officer — Chief Executive Officer · Director
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF1 | May 1, 2015 | M | 14,994 | $0.00 | A | 131,351 | D | |
| common sharesF2 | May 4, 2015 | S | 8,370 | $37.87 | D | 122,981 | D | |
| common shares | holding | — | — | — | 10,050 | I | by "Claudia Gelfond Trust" | |
| common shares | holding | — | — | — | 10,050 | I | by "Pamela Gelfond Trust" |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted share unitsF1 | $0.00 | May 1, 2015 | M | 14,994 | D | May 1, 2015 | Dec 31, 2016 | common shares | 14,994 | 74,972 | D |
Explanation of responses
- F1Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represented a contingent right to receive one common share of IMAX Corporation.
- F2Mr. Gelfond is reporting the sale of 8,730 common shares to satisfy his tax withholding obligations in connection with the delivery of the converted common shares.