SEC Form 4 · accession 0001214659-15-003259
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Gelfond
Officer — Chief Executive Officer · Director
Period of report
Apr 22, 2015
Accepted (ET)
Apr 24, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF1 | Apr 22, 2015 | C | 16,672 | $28.19 | A | 133,029 | D | |
| common shares | Apr 22, 2015 | S | 16,672 | $37.5081 | D | 116,357 | D | |
| common shares | holding | — | — | — | 10,050 | I | by "Claudia Gelfond Trust" | |
| common shares | holding | — | — | — | 10,050 | I | by "Pamela Gelfond Trust" |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options (to buy)F1 | $28.19 | Apr 22, 2015 | C | 16,672 | D | May 1, 2011 | Dec 31, 2020 | common shares | 16,672 | 783,328 | D |
Explanation of responses
- F1Stock options were exercised and sold as common shares pursuant to Rule 10b5-1 Sales Plan adopted on April 25, 2014. Mr. Gelfond's 10b5-1 Sales Plan terminated on April 22, 2015.