SEC Form 4 · accession 0001214659-15-003222
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Richard L Gelfond
Officer — Chief Executive Officer · Director
Period of report
Apr 20, 2015
Accepted (ET)
Apr 22, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF1 | Apr 20, 2015 | C | 34,606 | $18.38 | A | 150,963 | D | |
| common shares | Apr 20, 2015 | S | 34,606 | $36.3628 | D | 116,357 | D | |
| common shares | holding | — | — | — | 10,050 | I | by "Claudia Gelfond Trust" | |
| common shares | holding | — | — | — | 10,050 | I | by "Pamela Gelfond Trust" |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options (to buy)F1,F2 | $18.38 | Apr 20, 2015 | C | 34,606 | D | — | Dec 31, 2011 | common shares | 34,606 | 100,000 | D |
Explanation of responses
- F1Stock options were exercised and sold as common shares pursuant to Rule 10b5-1 Sales Plan adopted on April 25, 2014. Mr. Gelfond's 10b5-1 Sales Plan is scheduled to terminate on April 22, 2015.
- F2The stock options became exercisable in 2 installments:1,272 on September 1, 2013 and 33,334 on December 31, 2013.