SEC Form 4 · accession 0001214659-15-002408
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carrie Lindzon-Jacobs
Officer — Exec VP Human Resources
Period of report
Mar 12, 2015
Accepted (ET)
Mar 18, 2015 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common shares | Mar 12, 2015 | C | 6,249 | $25.44 | A | 10,869 | D | |
| common shares | Mar 12, 2015 | C | 15,750 | $25.82 | A | 26,619 | D | |
| common shares | Mar 12, 2015 | S | 21,999 | $34.50 | D | 4,620 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options (to buy)F1 | $25.44 | Mar 12, 2015 | C | 6,249 | D | — | Mar 7, 2020 | common shares | 6,249 | 7,640 | D |
| stock options (to buy)F2 | $25.82 | Mar 12, 2015 | C | 15,750 | D | — | Mar 8, 2019 | common shares | 15,750 | 19,250 | D |
Explanation of responses
- F1The stock options became exercisable in 2 installments: 2,777 on March 7, 2014 and 3,472 on March 7, 2015.
- F2The stock options became exercisable in 3 installments: 3,500 on March 8, 2013; 5,250 on March 8, 2014 and 7,000 on March 8, 2015.