SEC Form 4 · accession 0001214659-15-002170
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Lister
Officer — Chief Legal & Chief Bus Dev
Period of report
Mar 7, 2015
Accepted (ET)
Mar 10, 2015 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common shares (opening balance) | holding | — | — | — | 13,051 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted share unitsF1,F2,F3 | — | Mar 7, 2015 | A | 24,852 | A | — | Dec 1, 2018 | common shares | 24,852 | 24,852 | D |
| stock options (to buy)F4 | $33.80 | Mar 7, 2015 | A | 62,850 | A | — | Mar 7, 2022 | common shares | 62,850 | 62,850 | D |
Explanation of responses
- F1Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
- F2Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
- F3The restricted share units vest and will be converted to common shares in four installments: 6,213 on each March 7, 2016; March 7, 2017; March 7, 2018 and March 7, 2019.
- F4The stock options become exercisable in four installments: 15,712 on each of March 7, 2016 and March 7, 2017 and 15,713 on each of March 7, 2018 and March 7, 2019.