SEC Form 4 · accession 0001214659-15-001537
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Gelfond
Officer — Chief Executive Officer · Director
Period of report
Feb 19, 2015
Accepted (ET)
Feb 20, 2015 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF1 | Feb 19, 2015 | C | 65,394 | $18.38 | A | 181,751 | D | |
| common shares | Feb 19, 2015 | S | 65,394 | $35.03 | D | 116,357 | D | |
| common shares | holding | — | — | — | 10,050 | I | by "Claudia Gelfond Trust" | |
| common shares | holding | — | — | — | 10,050 | I | by "Pamela Gelfond Trust" |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options (to buy)F1 | $18.38 | Feb 19, 2015 | C | 65,394 | D | Sep 1, 2013 | Dec 31, 2011 | common shares | 65,394 | 134,606 | D |
Explanation of responses
- F1Stock options were exercised and sold as common shares pursuant to Rule 10b5-1 Sales Plan adopted on April 25, 2014. Mr. Gelfond's 10b5-1 Sales Plan is scheduled to terminate on April 22, 2015.