SEC Form 4 · accession 0001214659-15-000198
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Gelfond
Officer — Chief Executive Officer · Director
Period of report
Jan 5, 2015
Accepted (ET)
Jan 7, 2015 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common shares | holding | — | — | — | 10,050 | I | by "Claudia Gelfond Trust" | |
| common shares | holding | — | — | — | 10,050 | I | by "Pamela Gelfond Trust" | |
| common shares | holding | — | — | — | 116,357 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options (to buy)F1,F2 | $29.58 | Jan 5, 2015 | A | 467,625 | A | — | Jan 5, 2025 | common shares | 467,625 | 467,625 | D |
Explanation of responses
- F1Theses stock options were granted pursuant to Mr. Gelfond's employment agreement with IMAX Corporation.
- F2The stock options become exercisable in six installments: 77,937 on each of May 1 and December 31 of 2015 and September 1, 2016 and 77,938 on September 1, 2015 and on each May 1 and December 31 of 2016.