SEC Form 4 · accession 0001179110-19-000138
REPUBLIC BANCORP INC /KY/ · RBCAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin D Sipes
Officer — EVP & Chief Financial Officer
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 1:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 31, 2018 | A | 149 | $38.72 | A | 66,536 | D | |
| Class A Common Stock | holding | — | — | — | 3,954 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $24.47 | holding | — | — | — | Apr 24, 2019 | Apr 24, 2020 | Class A Common Stock | 2,750 | 2,750 | D |
| Employee Stock Option (right to buy) | $24.47 | holding | — | — | — | Apr 24, 2020 | Apr 24, 2021 | Class A Common Stock | 2,750 | 2,750 | D |
Explanation of responses
- F1Includes 8.609 shares acquired under the Issuer's employee stock purchase plan on December 31, 2018.