SEC Form 4 · accession 0001179110-18-005965
REPUBLIC BANCORP INC /KY/ · RBCAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Arnold
Officer — SVP, Commercial Lending
Period of report
Apr 27, 2018
Accepted (ET)
May 1, 2018 · 2:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 27, 2018 | S | 3,100 | $42.42 | D | 3,882 | D | |
| Class A Common StockF2 | holding | — | — | — | 4,906 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $24.47 | holding | — | — | — | Apr 24, 2019 | Apr 24, 2020 | Class A Common Stock | 2,750 | 2,750 | D |
| Employee Stock Option (right to buy) | $24.47 | holding | — | — | — | Apr 24, 2020 | Apr 24, 2021 | Class A Common Stock | 2,750 | 2,750 | D |
Explanation of responses
- F1Amount of securities beneficially owned following reported transaction reflects sale of 2,150 shares @ $24.6671 on October 31, 2014 not previously reported.
- F2Reflects change in 401(k) plan employer stock fund balance since the date of the reporting person's last ownership report.