SEC Form 4 · accession 0001179110-17-014190
REPUBLIC BANCORP INC /KY/ · RBCAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Trager
Officer — Vice Chairman · Director · 10% Owner
Period of report
Nov 14, 2017
Accepted (ET)
Nov 16, 2017 · 2:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 14, 2017 | F | 1,064 | $38.56 | D | 168,623 | D | |
| Class A Common StockF2 | holding | — | — | — | 18,919 | I | By Teebank Family Limited Partnership | |
| Class A Common StockF3 | holding | — | — | — | 1,981 | I | By Jaytee Properties Limited Partnership | |
| Class A Common StockF4 | holding | — | — | — | 35,257 | I | By 401(k) Plan | |
| Class A Common StockF5 | holding | — | — | — | 51,697 | I | By Trager Family Irrevocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $24.47 | holding | — | — | — | Apr 24, 2019 | Apr 24, 2020 | Class A Common Stock | 2,750 | 2,750 | D |
| Employee Stock Option (right to buy) | $24.47 | holding | — | — | — | Apr 24, 2020 | Apr 24, 2021 | Class A Common Stock | 2,750 | 2,750 | D |
| Class B Common StockF6,F7,F8 | — | holding | — | — | — | — | — | Class A Common Stock | 29,488 | 29,488 | D |
| Class B Common StockF2,F6,F7,F8 | — | holding | — | — | — | — | — | Class A Common Stock | 2,481 | 2,481 | I |
| Class B Common StockF3,F6,F7,F8 | — | holding | — | — | — | — | — | Class A Common Stock | 444 | 444 | I |
| Class B Common StockF5,F6,F7,F8 | — | holding | — | — | — | — | — | Class A Common Stock | 4,107 | 4,107 | I |
| Class B Common StockF6,F7,F8 | — | holding | — | — | — | — | — | Class A Common Stock | 1,190 | 1,190 | I |
Explanation of responses
- F1Includes 346.370 shares acquired under the Issuer's dividend reinvestment plan.
- F2Teebank Family Limited Partnership is a family limited partnership of which the reporting person is a limited partner.
- F3Jaytee Properties Limited Partnership is a family limited partnership of which the reporting person is a limited partner.
- F4Includes an increase of 3,623.550 shares held under the Issuer's 401(k) plan since the date of the reporting person's last ownership report.
- F5Trager Family Irrevocable Trust is a family trust of which the reporting person is a co-trustee and a beneficiary.
- F6Conversion from Class B Common Stock to Class A Common Stock is on a share for share basis.
- F7Immediate.
- F8None.