SEC Form 4 · accession 0001179110-16-017947
REPUBLIC BANCORP INC /KY/ · RBCAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Juan Montano
Officer — SVP & Managing Dir of Mtg Lend
Period of report
Jan 22, 2016
Accepted (ET)
Jan 22, 2016 · 9:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 22, 2016 | M | 3,000 | $18.52 | A | 11,000 | D | |
| Class A Common StockF1 | holding | — | — | — | 2,989 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $18.52 | Jan 22, 2016 | M | 3,000 | D | Feb 2, 2015 | Feb 1, 2016 | Class A Common Stock | 3,000 | 0 | D |
| Employee Stock Option (right to buy) | $24.47 | holding | — | — | — | Apr 24, 2019 | Apr 24, 2020 | Class A Common Stock | 2,750 | 2,750 | D |
| Employee Stock Option (right to buy) | $24.47 | holding | — | — | — | Apr 24, 2020 | Apr 24, 2021 | Class A Common Stock | 2,750 | 2,750 | D |
| Employee Stock Option (right to buy) | $25.19 | holding | — | — | — | Jun 12, 2019 | Jun 12, 2020 | Class A Common Stock | 2,500 | 2,500 | D |
| Employee Stock Option (right to buy) | $25.19 | holding | — | — | — | Jun 12, 2020 | Jun 12, 2021 | Class A Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1Reflects additions to 401(k) plan since the date of the reporting person's last ownership report.