SEC Form 4 · accession 0001179110-16-017610
REPUBLIC BANCORP INC /KY/ · RBCAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean S Trager
10% Owner
Period of report
Dec 31, 2015
Accepted (ET)
Jan 11, 2016 · 3:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3,F1 | Dec 31, 2015 | W | 1,049,225 | $0.00 | A | 2,388,862 | I | By Teebank Family Limited Partnership |
| Class A Common StockF3,F2 | Dec 31, 2015 | W | 28,449 | $0.00 | A | 86,826 | I | By Jaytee Properties Limited Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3,F4,F5,F6 | — | Dec 31, 2015 | W | 137,570 | A | — | — | Class A Common Stock | 137,570 | 313,217 | I |
| Class B Common StockF3,F4,F5,F6 | — | Dec 31, 2015 | W | 6,375 | A | — | — | Class A Common Stock | 6,375 | 19,455 | I |
| Class B Common StockF4,F5,F6 | — | holding | — | — | — | — | — | Class A Common Stock | 142,764 | 142,764 | D |
Explanation of responses
- F1Teebank Family Limited Partnership ("Teebank") is a family limited partnership. The Reporting Person and her son are co-trustees of a trust (the "GP Trust") which is a co-General partner of Teebank. Multiple trusts (the "LP Trusts") for the benefit of the Reporting Person are limited partners of Teebank. The Reporting Person is a beneficiary of the LP Trusts and Reporting Person's son is the sole trustee of the LP Trusts. The Reporting Person's son has sole voting and dispositive power of the Teebank LP Units held by the LP Trusts. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- F2Jaytee Properties Limited Partnership ("Jaytee") is a family limited partnership. The GP Trust is a co-General partner of Jaytee. The LP Trusts are limited partners of Jaytee. The Reporting Person's son has sole voting and dispositive power of the Jaytee LP units held by the LP Trusts. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- F3On December 31, 2015, Teebank LP units and Jaytee LP units were transferred from a trust for the benefit of the Reporting Person's deceased husband to one of the LP Trusts in accordance with the will of the Reporting Person's husband. The number of securities reported as acquired reflects the proportionate number of securities attributable to the transferred LP units.
- F4Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis.
- F5Immediate.
- F6None.