SEC Form 4 · accession 0001179110-16-017608

· RBCAA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Steve Trager

Officer — Chairman and CEO · Director · 10% Owner

Period of report

Dec 31, 2015

Accepted (ET)

Jan 11, 2016 · 3:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000921557

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F3,F1	Dec 31, 2015	W	28,449	$0.00	A	387,604	I	By Jaytee Properties Limited Partnership
Class A Common Stock^F3,F2	Dec 31, 2015	W	1,049,225	$0.00	A	5,087,747	I	By Teebank Family Limited Partnership
Class A Common Stock^F4	Dec 31, 2015	W	225	$0.00	A	225	I	By Trager Marital Trust
Class A Common Stock	holding	—	—		—	81,276	D
Class A Common Stock^F5	holding	—	—		—	7,478	I	By Spouse
Class A Common Stock	holding	—	—		—	12,085	I	By 401(k) Plan

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^{F3,F1,F6,F7,F8}	—	Dec 31, 2015	W	6,375	A	—	—	Class A Common Stock	86,850	86,850	I
Class B Common Stock^{F3,F2,F6,F7,F8}	—	Dec 31, 2015	W	137,570	A	—	—	Class A Common Stock	667,082	667,082	I
Class B Common Stock^F4,F6,F7,F8	—	Dec 31, 2015	W	671,583	A	—	—	Class A Common Stock	671,583	671,583	I
Class B Common Stock^F6,F7,F8	—	holding	—	—	—	—	—	Class A Common Stock	17,014	17,014	D
Class B Common Stock^F6,F7,F8	—	holding	—	—	—	—	—	Class A Common Stock	1,215	1,215	I

Explanation of responses

F1Jaytee Properties Limited Partnership ("Jaytee") is a family limited partnership. The Reporting Person is a co-General Partner of Jaytee. A trust (the "GP Trust") in which the Reporting Person and his mother are co-trustees is the other co-General Partner of Jaytee. The Reporting Person is trustee of multiple trusts (the "LP Trusts") for the benefit of the Reporting Person and certain of the Reporting Person's immediate family members. The LP Trusts are limited partners of Jaytee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2Teebank Family Limited Partnership ("Teebank") is a family limited partnership. The Reporting Person and the GP Trust are co-General Partners of Teebank. The LP Trusts are limited partners of Teebank. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3On December 31, 2015, Teebank LP units and Jaytee LP units were transferred from a trust for the benefit of the Reporting Person's deceased father to one of the LP Trusts in accordance with the will of the Reporting Person's father. The number of securities reported as acquired reflects the proportionate number of securities attributable to the transferred LP units.
F4On December 31, 2015, 225 shares of the Issuer's Class A Common Stock and 671,583 shares of the Issuer's Class B Common Stock held by the estate of the Reporting Person's father were transferred to Trager Marital Trust in accordance with the will of the Reporting Person's father. The Reporting Person is trustee, and the Reporting Person's mother is a beneficiary, of Trager Marital Trust.
F5The Reporting Person disclaims beneficial ownership of these securities and the report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.
F6Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis.
F7Immediate.
F8None.