SEC Form 4 · accession 0001179110-15-015063
REPUBLIC BANCORP INC /KY/ · RBCAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony T Powell
Officer — SVP, Chief Credit & Retail Off
Period of report
Nov 17, 2015
Accepted (ET)
Nov 18, 2015 · 1:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 17, 2015 | M | 2,000 | $19.89 | A | 14,124 | D | |
| Class A Common Stock | Nov 17, 2015 | F | 350 | $26.01 | D | 13,774 | D | |
| Class A Common StockF1 | holding | — | — | — | 12,198 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $19.89 | Nov 17, 2015 | M | 2,000 | D | Nov 19, 2014 | Nov 18, 2015 | Class A Common Stock | 2,000 | 0 | D |
| Employee Stock Option (right to buy) | $24.47 | holding | — | — | — | Apr 24, 2019 | Apr 24, 2020 | Class A Common Stock | 2,750 | 2,750 | D |
| Employee Stock Option (right to buy) | $24.47 | holding | — | — | — | Apr 24, 2020 | Apr 24, 2021 | Class A Common Stock | 2,750 | 2,750 | D |
Explanation of responses
- F1Reflects additions to 401(k) plan since the date of the reporting person's last ownership report.