SEC Form 4 · accession 0001140361-16-056274
HERITAGE OAKS BANCORP · HEOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick Arredondo
Officer — Chief Banking Officer
Period of report
Mar 2, 2016
Accepted (ET)
Mar 3, 2016 · 2:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Mar 2, 2016 | D | 2,551 | $7.39 | D | 5,102 | I | Restricted stock |
| Common stock | Mar 2, 2016 | A | 1,382 | $7.39 | A | 1,382 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option | $7.84 | holding | — | — | — | Mar 2, 2016 | Mar 2, 2025 | Common stock | 18,450 | 18,450 | D |
Explanation of responses
- F1Vesting of restricted stock award.
- F2Vesting of restricted stock award less 1,169 shares withheld for taxes.