SEC Form 5 · accession 0001140361-16-053400

HERITAGE OAKS BANCORP · HEOP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 31, 2015

Accepted (ET)

Feb 16, 2016 · 5:11 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000921547

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common stock^F1,F3	Mar 3, 2015	P	207	$7.71	A	40,615	D
Common stock^F1,F3	Jun 15, 2015	P	247	$7.83	A	40,615	D
Common stock^F1,F3	Aug 31, 2015	P	253	$7.69	A	40,615	D
Common stock^F1,F3	Nov 30, 2015	P	231	$8.50	A	40,615	D
Common stock^F1,F2,F3	Mar 3, 2015	P	138	$7.71	A	22,010	I	(2)
Common stock^F1,F2,F3	Jun 15, 2015	P	164	$7.83	A	22,010	I	(2)
Common stock^F1,F2,F3	Aug 31, 2015	P	169	$7.69	A	22,010	I	(2)
Common stock^F1,F2,F3	Nov 30, 2015	P	154	$8.50	A	22,010	I	(2)

No Table II lines on this filing.

F1Acquired pursuant to dividend reinvestment plan.
F2Acquired pursuant to a dividend reinvestment plan. GBP&B Tax & Business Service Inc. 401(K) Daniel J. O'Hare & Allen E. Eschenbach Trustees.
F3Daniel J. O'Hare directly owns 40,615 shares, including 22,010 shares in an individual 401(K) account, and indirectly owns 25,123 shares, including 3,113 shares of restricted stock. His aggregate beneficial ownership is 65,738 shares.