SEC Form 4 · accession 0001140361-15-011247
HERITAGE OAKS BANCORP · HEOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald H Campbell
Director
Period of report
Mar 9, 2015
Accepted (ET)
Mar 10, 2015 · 8:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2015 | S | 375 | $7.88 | D | 25,249 | D | |
| Common Stock | holding | — | — | — | 1,223 | I | Gail Campbell IRA | |
| Common Stock | holding | — | — | — | 3,591 | I | Restricted Stock |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $3.10 | holding | — | — | — | Sep 1, 2010 | Sep 1, 2020 | Common Stock | 7,500 | 7,500 | D |
| Stock Option | $4.50 | holding | — | — | — | Feb 2, 2009 | Feb 2, 2019 | Common Stock | 2,500 | 2,500 | D |
| Stock Option | $11.48 | holding | — | — | — | Feb 1, 2008 | Feb 1, 2018 | Common Stock | 2,625 | 2,625 | D |
| Stock Option | $15.24 | holding | — | — | — | Nov 1, 2007 | Nov 1, 2017 | Common Stock | 5,250 | 5,250 | D |
Explanation of responses
- F1Sold by Donald H Campbell IRA, FCC as custodian.