SEC Form 4 · accession 0001140361-15-010318
HERITAGE OAKS BANCORP · HEOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Castle
Officer — Chief Accounting Officer
Period of report
Sep 2, 2014
Accepted (ET)
Mar 4, 2015 · 8:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 8,072 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $7.01 | Sep 2, 2014 | A | 10,037 | A | Sep 2, 2015 | Sep 2, 2024 | Common Stock | 10,037 | 22,609 | D |
| Stock Option | $7.84 | Mar 2, 2015 | A | 6,919 | A | Mar 2, 2016 | Mar 2, 2025 | Common Stock | 6,919 | 29,528 | D |
Explanation of responses
- F1Incentive stock options vest equally over a four year period beginning September 2,2015.
- F2Incentive stock options vest equally over a four year period beginning March 2, 2016.