SEC Form 4 · accession 0001140361-15-010302
HERITAGE OAKS BANCORP · HEOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simone Lagomarsino
Officer — Chief Executive Officer · Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2015 | A | 9,247 | $7.84 | A | 130,661 | D | |
| Common Stock | Mar 2, 2015 | A | 9,247 | $7.84 | A | 139,908 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $7.84 | Mar 2, 2015 | A | 66,882 | A | Mar 2, 2016 | Mar 2, 2025 | Common Stock | 66,882 | 148,803 | D |
Explanation of responses
- F1Restricted stock grant vests equally over three years beginning March 2, 2016.
- F2Restricted stock grant vests equally over three years beginning March 2, 2016, contingent upon meeting certain performance goals.
- F3Incentive stock options vests equally over three years beginning March 2, 2016.