SEC Form 4 · accession 0001140361-15-010261
HERITAGE OAKS BANCORP · HEOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Joseph Stronks
Officer — EVP/Senior Operations Officer
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2015 | A | 1,913 | $7.84 | A | 7,268 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $7.84 | Mar 2, 2015 | A | 4,613 | A | Mar 2, 2016 | Mar 2, 2025 | Common Stock | 4,613 | 39,083 | D |
Explanation of responses
- F1Restricted stock grant vests equally over three years beginning March 2, 2016.
- F2Incentive stock options vests equally over four years beginning March 2. 2016.