SEC Form 4 · accession 0001140361-15-008060
HERITAGE OAKS BANCORP · HEOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Fugate
Director
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 7:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Heritage Oaks Bancorp Common Stock | Feb 17, 2015 | P | 16 | $7.78 | A | 10,678 | I | Mark Colt Fugate IRA |
| Heritage Oaks Bancorp Common Stock | holding | — | — | — | 7,646 | D | ||
| Heritage Oaks Bancorp Common StockF1 | holding | — | — | — | 104,941 | I | Refer to Footnote (1) | |
| Heritage Oaks Bancorp Common Stock | holding | — | — | — | 1,082 | I | Stephanie Fugate IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mark C. Fugate is custodian for Andrew A. Dalmau, Michelle Dalmau, Natalie Dalmau, Bethany Fugate, Kathryn Fugate, Timothy Fugate, Kelsey Lahr, and Miranda Lahr, minors under the California Uniform Transfers to Minors Act; Mr. Fugate also has an interest in the 2008 Fugate Family Trust, (combined Indirect shares total 104,941).