SEC Form 5 · accession 0001140361-15-007626
HERITAGE OAKS BANCORP · HEOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J OHare
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 7:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F5 | Sep 15, 2014 | P | 139 | $6.85 | A | 39,677 | D | |
| Common StockF2,F5 | Dec 1, 2014 | P | 217 | $7.30 | A | 39,677 | D | |
| Common StockF3,F5 | Sep 15, 2014 | P | 93 | $6.85 | A | 21,383 | I | GBP&B Tax & Business Service Inc. 401K Daniel J O'Hare & Allen E Eschenbach Trustees |
| Common StockF4,F5 | Dec 1, 2014 | P | 145 | $7.30 | A | 21,383 | I | GBP&B Tax & Business Service Inc. 401K Daniel J O'Hare & Allen E Eschenbach Trustees |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 139 common shares which were acquired through a dividend reinvestment plan in 2014.
- F2Includes 217 common shares which were acquired through a dividend reinvestment plan in 2014.
- F3Includes 93 common shares which were acquired through a dividend reinvestment plan during 2014.
- F4Includes 145 common shares which were acquired through a dividend reinvestment plan during 2014.
- F5Daniel O'Hare directly owns 39,677 shares and indirectly owns 21,383 shares. His aggregate total of securities beneficially owned is 61,060.