SEC Form 4 · accession 0001405086-15-000258
BLYTH INC · BTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Goergen Jr.
Officer — PRESIDENT & CEO · Director · 10% Owner
Period of report
Oct 14, 2015
Accepted (ET)
Oct 16, 2015 · 1:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921503
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMONF1 | Oct 14, 2015 | U | 33,714 | $6.00 | D | 0 | I | BY TRUST FOR BROTHER |
| COMMONF1 | Oct 14, 2015 | U | 11,359 | $6.00 | D | 0 | I | SPOUSAL |
| COMMONF2 | Oct 14, 2015 | U | 1,552,750 | $6.00 | D | 0 | I | BY ROPART INVESTMENTS, LLC |
| COMMONF1 | Oct 14, 2015 | U | 33,714 | $6.00 | D | 0 | I | BY TRUST |
| COMMONF1 | Oct 14, 2015 | U | 101,146 | $6.00 | D | 0 | I | BY TRUST FOR CHILDREN AND BROTHER'S CHILDREN |
| COMMONF1 | Oct 14, 2015 | U | 21,653 | $6.00 | D | 0 | I | BY TRUST FOR CHILDREN |
| COMMONF3 | Oct 14, 2015 | U | 394,833 | $6.00 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. These shares were disposed of by the beneficial owner thereof pursuant to a tender offer by CB Shine Merger Sub, Inc.
- F2The reporting person is a member of Ropart Investments, LLC and has reported all of the securities beneficially owned by Ropart Investments, LLC. The reporting person disclaims beneficial ownership of the shares held by Ropart Investments, LLC except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. These shares were disposed of by the beneficial owner thereof pursuant to a tender offer by CB Shine Merger Sub, Inc.
- F3Includes Restricted Stock Units a portion of which vested and all of which were cancelled, with the holder thereof becoming entitled to receive an amount in cash for each such Restricted Stock Unit, in connection with the merger of CB Shine Merger Sub, Inc. with and into the Issuer.